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Resources and Data for Selecting a Third-Party Broker-Dealer
1
RFP Sample—
Recommended
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2
RFP Sample—
Short Version
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3
RFP Sample—
Long Version
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4
RFP Sample—Credit Union​
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5
RFP Sample—Excel Document
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Ameriprise Financial Institutions Group
Chris Melton
636.938.5418
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Cetera
Connie Gregory
818.388.8522
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CUSO
Valorie Seyfert
858.530.4412
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Infinex
Jere Colcer
704.650.7692
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LPL
Arthur Osman
704.906.9530
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Raymond James
Tim Killgoar
813.476.4124
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If you are thinking about changing your BD or renewing your BD contract, please reach out to Jack Cramer or Todd Nixon for more information.
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