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Resources and Data for Selecting a Third-Party Broker-Dealer
1
RFP Sample—
Recommended
2
RFP Sample—
Short Version
3
RFP Sample—
Long Version
4
RFP Sample—Credit Union
5
RFP Sample—Excel Document
Ameriprise Financial Institutions Group
Chris Melton
636.938.5418
Cetera
Connie Gregory
818.388.8522
CUSO
Valorie Seyfert
858.530.4412
Infinex
Jere Colcer
704.650.7692
LPL
Arthur Osman
704.906.9530
Raymond James
Tim Killgoar
813.476.4124
If you are thinking about changing your BD or renewing your BD contract, please reach out to Jack Cramer or Todd Nixon for more information.
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